Onboard EMD clients and close exempt market transactions in minutes.
Code 1986 works with Raisr to onboard new exempt market clients, process EMD transactions, auto-generate & prefill subscription documents (subdocs), OM, KYC and dealer forms by province and eligibility, then e-sign the full package and sync everything back to Raisr. All in a few clicks !
- Raisr-connected onboarding
- Automated transaction packages
- EMD e-signature built in
EMD onboarding, transaction processing, and subdocs-automated end to end.
Built for exempt market dealers and advisors who use Raisr: onboard clients faster, process transactions with confidence, and let the platform assemble and e-sign every required document.
Onboard exempt market clients
Pull investor data from Raisr, guide advisors through KYC updates, and start new EMD relationships without re-entering information or chasing blank templates.
Process EMD transactions
Select issuer trades, eligibility, and province-specific requirements-the platform builds the right subscription documents (subdocs) and dealer forms for each transaction automatically.
E-sign and sync to Raisr
Investors e-sign the complete exempt market package from any device. Signed subdocs and structured data upload back to Raisr with no manual re-keying.
From Raisr investor to signed subdocs in four steps.
Code 1986 connects to Raisr and automates exempt market onboarding, transaction document assembly, e-signature, and post-close sync.
- 01
Start from Raisr
Smart forms prepopulate from the investor's Raisr profile. The advisor updates KYC and selects issuer trades for the exempt market transaction.
- 02
Generate a transaction package automatically
The platform assembles subscription documents (subdocs), the OM, KYC, eligibility forms, and dealer-specific EMD paperwork-already filled in with the investor data, initials and signatures field specific to that investor.
- 03
E-sign the EMD package
Investors review and e-sign the complete exempt market document package from any device, with validation that nothing is missing or inconsistent.
- 04
Sync to Raisr
Signed subdocs and transaction data flow automatically back to Raisr-no manual uploads, no lost paperwork, no re-keying.
Every exempt market document for the transaction-subdocs included.
Code 1986 knows which EMD forms each investor requires and produces subscription documents (subdocs), OM, KYC, and dealer paperwork as one cohesive, e-signable package.
Subscription documents (subdocs)
Auto-generated subscription agreements matched to the offering, trade, and investor commitment.
Offering Memorandum (OM)
Delivered with the right risk acknowledgements for each investor.
KYC
Know-Your-Client form completed from the smart form and synced with Raisr.
Eligibility & exemptions
Forms mapped to the investor eligibility exemption, language and province.
Dealer-specific EMD forms
Your dealer's required exempt market documents included in every package.
Compliance optimized
Smart forms tuned to your dealer's exempt market compliance requirements.
Your investors' data, protected at every step.
Handling subscription documents means handling some of the most sensitive information your firm holds. Code 1986 is built so security is never an afterthought.
Encrypted end to end
Documents and investor data are encrypted in transit and at rest.
Granular access control
Role-based permissions keep sensitive records to the right people.
Compliant e-signature
Legally binding electronic signatures for exempt market packages-execution-ready EMD e-sign.
Data residency in Canada
Investor information stays within Canadian infrastructure.
“What used to take our team days of assembling and checking forms now happens in a single sitting. The subdocs package is right the first time, and it's in Raisr before the investor closes their laptop.”
Jean-Francois Laurin
National Director, Sentinel Financial Group
Exempt market onboarding, Raisr, and subdocs-answered.
Common questions from EMD dealers and advisors evaluating Code 1986.
- What is Code 1986?
- Code 1986 is a web platform for Canadian exempt market dealers (EMDs) and advisors. It integrates with Raisr to onboard new clients, process exempt market transactions, auto-generate and prefill subscription documents (subdocs) and related EMD paperwork, orchestrate e-signature, and sync signed files back to Raisr.
- How does Code 1986 work with Raisr?
- The platform reads investor and advisor data from Raisr to prepopulate smart forms. After an exempt market package is e-signed, signed subdocs and structured transaction data are uploaded back to the investor record in Raisr-eliminating manual re-keying and duplicate data entry.
- What exempt market and EMD documents are automated?
- Code 1986 automates subscription documents (subdocs), offering memoranda (OM), KYC, eligibility and exemption forms, and dealer-specific EMD documents. The correct set is selected based on issuer, province, investor eligibility, and your dealer's requirements.
- Does Code 1986 handle subscription documents (subdocs)?
- Yes. Subscription agreements and related subdocs are generated automatically from the smart form and transaction selections not assembled manually from templates. Related documents such as DRIP, PAD, Direct debit, International investor, OM acknowledgements are also attached to the subdoc when needed by the transaction. They are all included in the same e-signable package as OM, KYC, and dealer forms.
- How does e-signature work for EMD document packages?
- Investors and advisors review the complete exempt market package and sign electronically from any device. The platform validates completeness before signing and pushes them to Raisr when the package is e-signed.
- Can the platform be used for the annual KYC update?
- Yes, the platform has a one click process where the investor is provided with a secure link that will prepopulate his information. Once he confirms/updates the information an e-signature package is generated. After the signature by the investor and representative all the data and KYC documents are pushed back to Raisr automatically.
- Who is Code 1986 for?
- Exempt market dealers (EMDs), Issuers, dealer compliance teams, and registered advisors who use Raisr to manage private placement and exempt market clients in Canada.
See Code 1986 with your own EMD documents.
Book a walkthrough and watch a complete exempt market package-subdocs, OM, KYC, and dealer forms-assemble from Raisr data, e-sign, and sync back to Raisr.